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COTTONWOOD WEALTH STRATEGIES, LLC
Legal name: COTTONWOOD CAPITAL ADVISORS, LLC
CRD 311272File 801-119782
APPROVED
Retail clients
Custody
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$279.0M
Below cohort median (national)
Discretionary AUM
$271.0M
Non-discretionary $8.0M
Clients
238
638 accounts
Employees
5
Below cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Nov 12, 2020
- Principal office
- 650 SOUTH 500 WEST, SUITE #185, SALT LAKE CITY, UT, 84101
- Phone
- 385-853-5000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $279.0M
- Discretionary AUM
- $271.0M
- Non-discretionary AUM
- $8.0M
- Discretionary accounts
- 614
- Non-discretionary accounts
- 24
- Total accounts
- 638
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $405K |
| Charitable organizations | 6 | $68.0M |
| High net worth individuals | 45 | $136.9M |
| Pooled investment vehicles | 2 | $8.9M |
| Individuals (other than high net worth individuals) | 185 | $64.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 215 | 238 | increased by23 |
| Apr 1, 2026 | AUM | $306,322,859 | $278,976,451 | decreased by$27,346,408 |
| Apr 1, 2026 | Accounts | 630 | 638 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 211 | 215 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $230,715,552 | $306,322,859 | increased by$75,607,307 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 661 | 630 | decreased by31 |
| Apr 1, 2022 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 171 | 211 | increased by40 |
| Apr 1, 2022 | AUM | $222,558,792 | $230,715,552 | increased by$8,156,760 |
| Apr 1, 2022 | Accounts | 556 | 661 | increased by105 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COTTONWOOD WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COTTONWOOD WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.