FONTE FINANCIAL ADVISORS

Legal name: RG FINANCIAL, LLC

CRD 311162File 801-120581

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$158.1M

Bottom 25% of cohort (national)

Discretionary AUM

$157.5M

Non-discretionary $592K

Clients

136

461 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Mar 22, 2021
Principal office: 703 PALOMAR AIRPORT ROAD, SUITE 240, CARLSBAD, CA, 92011
Phone: (858) 800-4176
Website: http://fontefinancial.org

Assets & accounts

ADV Item 5F

Total regulatory AUM: $158.1M
Discretionary AUM: $157.5M
Non-discretionary AUM: $592K
Discretionary accounts: 457
Non-discretionary accounts: 4
Total accounts: 461
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	76	$141.1M
Business development companies	1	$1K
Individuals (other than high net worth individuals)	59	$17.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.