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FONTE FINANCIAL ADVISORS
Legal name: RG FINANCIAL, LLC
CRD 311162File 801-120581
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$158.1M
Bottom 25% of cohort (national)
Discretionary AUM
$157.5M
Non-discretionary $592K
Clients
136
461 accounts
Employees
3
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 22, 2021
- Principal office
- 703 PALOMAR AIRPORT ROAD, SUITE 240, CARLSBAD, CA, 92011
- Phone
- (858) 800-4176
- Website
- http://www.fontefa.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $158.1M
- Discretionary AUM
- $157.5M
- Non-discretionary AUM
- $592K
- Discretionary accounts
- 457
- Non-discretionary accounts
- 4
- Total accounts
- 461
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 76 | $141.1M |
| Business development companies | 1 | $1K |
| Individuals (other than high net worth individuals) | 59 | $17.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 3 | decreased by2 |
| Apr 1, 2026 | Clients | 138 | 136 | decreased by2 |
| Apr 1, 2026 | AUM | $151,578,664 | $158,090,464 | increased by$6,511,800 |
| Apr 1, 2026 | Accounts | 468 | 461 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 124 | 138 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,702,608 | $151,578,664 | increased by$35,876,056 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 311 | 468 | increased by157 |
| Apr 1, 2022 | Employees | 2 | 4 | increased by2 |
| Apr 1, 2022 | Clients | 118 | 124 | increased by6 |
| Apr 1, 2022 | AUM | $102,224,934 | $115,702,608 | increased by$13,477,674 |
| Apr 1, 2022 | Accounts | 301 | 311 | increased by10 |
| Aug 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Aug 1, 2021 | Custody | No | Yes | |
| Aug 1, 2021 | AUM | $0 | $102,224,934 | increased by$102,224,934 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FONTE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FONTE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.