COPPERWOOD FINANCIAL

Legal name: COPPERWOOD FINANCIAL, INC.

CRD 310859File 801-134875

APPROVED

Retail clients

Disclosure events

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$119.6M

Bottom 25% of cohort (national)

Discretionary AUM

$119.3M

Non-discretionary $303K

Clients

262

795 accounts

Employees

Bottom 25% of cohort in IL

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Dec 8, 2025
Principal office: 745 MCCLINTOCK DR., SUITE 308, BURR RIDGE, IL, 60527
Phone: 630-581-8998
Website: https://www.facebook.com/CopperwoodFinancial/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $119.6M
Discretionary AUM: $119.3M
Non-discretionary AUM: $303K
Discretionary accounts: 793
Non-discretionary accounts: 2
Total accounts: 795
AUM per client: $457K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.2M
Charitable organizations	Fewer than 5	$730K
High net worth individuals	46	$58.5M
Individuals (other than high net worth individuals)	216	$59.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11A2
Q11B2
Q11D2
Q11D4
Q11D5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.