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CERRO PACIFIC WEALTH ADVISORS, LLC
CRD 310825File 801-119640
APPROVED
Retail clients
Custody
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$531.6M
Above cohort median (national)
Discretionary AUM
$531.6M
Clients
252
713 accounts
Employees
6
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 16, 2020
- Principal office
- 733 MARSH ST., SUITE #110, SAN LUIS OBISPO, CA, 93401
- Phone
- 805-457-3300
- Website
- https://cerroslo.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $531.6M
- Discretionary AUM
- $531.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 713
- Non-discretionary accounts
- 0
- Total accounts
- 713
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $70.7M |
| Charitable organizations | Fewer than 5 | $2.4M |
| High net worth individuals | 121 | $386.6M |
| Pension and profit sharing plans | 10 | $18.1M |
| Individuals (other than high net worth individuals) | 112 | $37.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 254 | 252 | decreased by2 |
| Jul 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 4 | 6 | increased by2 |
| Apr 1, 2026 | Clients | 370 | 254 | decreased by116 |
| Apr 1, 2026 | AUM | $558,119,008 | $531,612,070 | decreased by$26,506,938 |
| Apr 1, 2026 | Accounts | 846 | 713 | decreased by133 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 6 | 4 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 316 | 370 | increased by54 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $346,715,581 | $558,119,008 | increased by$211,403,427 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 637 | 846 | increased by209 |
| Apr 1, 2022 | Clients | 823 | 316 | decreased by507 |
| Apr 1, 2022 | AUM | $384,776,957 | $346,715,581 | decreased by$38,061,376 |
| Apr 1, 2022 | Accounts | 824 | 637 | decreased by187 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CERRO PACIFIC” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CERRO PACIFIC” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.