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CSP FINANCIAL GROUP LLC
CRD 310819File 801-128346
APPROVED
Retail clients
Filing as of Sep 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$150.6M
Bottom 25% of cohort (national)
Discretionary AUM
$150.6M
Clients
397
1,008 accounts
Employees
21
Bottom 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 14, 2023
- Principal office
- 14300 NORTH NORTHSIGHT BLVD, SUITE 120, SCOTTSDALE, AZ, 85260
- Phone
- 480-600-9626
- Website
- https://www.cspfgllc.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $150.6M
- Discretionary AUM
- $150.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,008
- Non-discretionary accounts
- 0
- Total accounts
- 1,008
- AUM per client
- $379K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 46 | $71.5M |
| Pension and profit sharing plans | 5 | $0 |
| Individuals (other than high net worth individuals) | 346 | $79.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 12, 2026 | Employees | 20 | 21 | increased by1 |
| Sep 12, 2026 | Clients | 317 | 397 | increased by80 |
| Sep 12, 2026 | AUM | $119,237,758 | $150,550,578 | increased by$31,312,820 |
| Sep 12, 2026 | Accounts | 777 | 1,008 | increased by231 |
| May 1, 2026 | Employees | 19 | 20 | increased by1 |
| Apr 1, 2026 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2026 | Clients | 983 | 317 | decreased by666 |
| Apr 1, 2026 | AUM | $30,345,692 | $119,237,758 | increased by$88,892,066 |
| Apr 1, 2026 | Accounts | 186 | 777 | increased by591 |
| Jan 1, 2026 | Employees | 19 | 18 | decreased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CSP FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CSP FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.