AVANCE INVESTMENT MANAGEMENT, LLC

CRD 310749File 801-119844

APPROVED

Custody

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.62B

Top 25% of cohort (national)

Discretionary AUM

$2.62B

Clients

13 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Nov 23, 2020
Principal office: 650 FIFTH AVENUE, SUITE 2220, NEW YORK, NY, 10019
Phone: (917) 693-9893
Website: http://www.avanceinv.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.62B
Discretionary AUM: $2.62B
Non-discretionary AUM: $0
Discretionary accounts: 13
Non-discretionary accounts: 0
Total accounts: 13
AUM per client: $201.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	13	$2.62B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — PORTFOLIO COMPANY MONITORING & OTHER PORTFOLIO COMPANY FEES FEES
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	22	25	increased by3
Apr 1, 2026	Clients	11	13	increased by2
Apr 1, 2026	AUM	$1,653,645,757	$2,618,772,663	increased by$965,126,906
Apr 1, 2026	Accounts	11	13	increased by2
May 1, 2025 vs Oct 1, 2022	Employees	15	22	increased by7
May 1, 2025 vs Oct 1, 2022	Clients	4	11	increased by7
May 1, 2025 vs Oct 1, 2022	AUM	$1,115,896,683	$1,653,645,757	increased by$537,749,074
May 1, 2025 vs Oct 1, 2022	Accounts	4	11	increased by7
Apr 1, 2022	Employees	14	15	increased by1
Apr 1, 2022	Clients	2	4	increased by2
Apr 1, 2022	AUM	$823,778,797	$1,115,896,683	increased by$292,117,886
Apr 1, 2022	Accounts	2	4	increased by2
Oct 1, 2021	Employees	8	14	increased by6
Oct 1, 2021	Clients	1	2	increased by1
Oct 1, 2021	AUM	$425,000,000	$823,778,797	increased by$398,778,797

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “AVANCE INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AVANCE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.