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THE INVICTUS COLLECTIVE, LLC
CRD 310744File 801-121217
APPROVED
Retail clients
Custody
Filing as of Sep 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$476.0M
Above cohort median (national)
Discretionary AUM
$120.2M
Non-discretionary $355.8M
Clients
16
88 accounts
Employees
7
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 12, 2021
- Principal office
- 3 SOUTH PROSPECT AVENUE, SUITE 201, PARK RIDGE, IL, 60068
- Phone
- (866) 636-3468
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $476.0M
- Discretionary AUM
- $120.2M
- Non-discretionary AUM
- $355.8M
- Discretionary accounts
- 54
- Non-discretionary accounts
- 34
- Total accounts
- 88
- AUM per client
- $29.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.6M |
| High net worth individuals | 16 | $471.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 16, 2026 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2026 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2026 | Clients | 17 | 16 | decreased by1 |
| Apr 1, 2026 | AUM | $399,410,173 | $475,988,240 | increased by$76,578,067 |
| Apr 1, 2026 | Accounts | 112 | 88 | decreased by24 |
| Jan 1, 2026 | Employees | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 2 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 39 | 17 | decreased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $292,228,044 | $399,410,173 | increased by$107,182,129 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 187 | 112 | decreased by75 |
| Apr 1, 2022 | Clients | 30 | 39 | increased by9 |
| Apr 1, 2022 | AUM | $110,057,572 | $292,228,044 | increased by$182,170,472 |
| Apr 1, 2022 | Accounts | 149 | 187 | increased by38 |
| Oct 1, 2021 | Registration | APPROVED-120 | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVICTUS COLLECTIVE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVICTUS COLLECTIVE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.