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PROSPERITY ADVISORY GROUP LLC
CRD 310720File 801-119613
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$216.0M
Below cohort median (national)
Discretionary AUM
$216.0M
Clients
244
790 accounts
Employees
5
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 13, 2020
- Principal office
- 50 SQUARE DRIVE, SUITE 220, VICTOR, NY, 14564
- Phone
- (585) 381-5900
- Website
- https://prosperityadv.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $216.0M
- Discretionary AUM
- $216.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 790
- Non-discretionary accounts
- 0
- Total accounts
- 790
- AUM per client
- $885K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 88 | $163.7M |
| Individuals (other than high net worth individuals) | 156 | $52.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 240 | 244 | increased by4 |
| Apr 1, 2026 | AUM | $207,423,491 | $216,021,904 | increased by$8,598,413 |
| Apr 1, 2026 | Accounts | 833 | 790 | decreased by43 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 243 | 240 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $218,055,873 | $207,423,491 | decreased by$10,632,382 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 751 | 833 | increased by82 |
| Aug 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Clients | 39 | 243 | increased by204 |
| Apr 1, 2022 | AUM | $33,340,746 | $218,055,873 | increased by$184,715,127 |
| Apr 1, 2022 | Accounts | 129 | 751 | increased by622 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROSPERITY ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROSPERITY ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.