RWM CAPITAL, LLC

CRD 310635File 801-119513

APPROVED

Retail clients

Filing as of Aug 7, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$222.4M

Below cohort median (national)

Discretionary AUM

$222.4M

Clients

1,439

2,731 accounts

Employees

Below cohort median in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Sep 21, 2020
Principal office: 1600 HIGHWAY 6, SUITE 340, SUGAR LAND, TX, 77478
Phone: 832-981-7000
Website: https://robertswealth.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $222.4M
Discretionary AUM: $222.4M
Non-discretionary AUM: $0
Discretionary accounts: 2,731
Non-discretionary accounts: 0
Total accounts: 2,731
AUM per client: $155K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$4.3M
High net worth individuals	192	$71.9M
Individuals (other than high net worth individuals)	1,245	$146.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	50	63	increased by13
Apr 1, 2026	Clients	1,510	1,439	decreased by71
Apr 1, 2026	AUM	$161,362,901	$222,369,012	increased by$61,006,111
Apr 1, 2026	Accounts	2,096	2,731	increased by635
May 1, 2025 vs Oct 1, 2022	Employees	9	50	increased by41
May 1, 2025 vs Oct 1, 2022	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	506	1,510	increased by1,004
May 1, 2025 vs Oct 1, 2022	AUM	$164,600,000	$161,362,901	decreased by$3,237,099
May 1, 2025 vs Oct 1, 2022	Accounts	872	2,096	increased by1,224
Apr 1, 2022	Clients	283	506	increased by223
Apr 1, 2022	AUM	$118,299,777	$164,600,000	increased by$46,300,223
Apr 1, 2022	Accounts	628	872	increased by244
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RWM CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RWM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.