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FOCUSED ALPHA, LLC
CRD 310591File 801-121367
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$663.9M
Above cohort median (national)
Discretionary AUM
$650.2M
Non-discretionary $13.7M
Clients
553
1,514 accounts
Employees
8
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 2, 2021
- Principal office
- 5680 GREENWOOD PLAZA BLVD, SUITE 120, GREENWOOD VILLAGE, CO, 80111
- Phone
- 303-529-5100
- Website
- https://WWW.FOCUSEDALPHA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $663.9M
- Discretionary AUM
- $650.2M
- Non-discretionary AUM
- $13.7M
- Discretionary accounts
- 1,506
- Non-discretionary accounts
- 8
- Total accounts
- 1,514
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $20.6M |
| High net worth individuals | 128 | $316.7M |
| State or municipal government entities | Fewer than 5 | $150.6M |
| Individuals (other than high net worth individuals) | 413 | $176.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2026 | Clients | 518 | 553 | increased by35 |
| Apr 1, 2026 | AUM | $561,944,040 | $663,949,974 | increased by$102,005,934 |
| Apr 1, 2026 | Accounts | 1,481 | 1,514 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 9 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 152 | 518 | increased by366 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $284,115,839 | $561,944,040 | increased by$277,828,201 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 521 | 1,481 | increased by960 |
| May 1, 2022 | Employees | 4 | 5 | increased by1 |
| Mar 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Mar 1, 2022 | Clients | 123 | 152 | increased by29 |
| Mar 1, 2022 | AUM | $248,800,000 | $284,115,839 | increased by$35,315,839 |
| Mar 1, 2022 | Accounts | 463 | 521 | increased by58 |
| Jul 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOCUSED ALPHA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOCUSED ALPHA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.