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SEASONS OF ADVICE WEALTH MANAGEMENT
Legal name: SOA WEALTH ADVISORS, LLC
CRD 310448File 801-119603
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.22B
Above cohort median (national)
Discretionary AUM
$1.15B
Non-discretionary $69.5M
Clients
891
3,504 accounts
Employees
20
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 20, 2020
- Principal office
- 120 WEST 45TH STREET, NEW YORK, NY, 10036
- Phone
- 212-977-3111
- Website
- HTTP://WWW.SOAWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.22B
- Discretionary AUM
- $1.15B
- Non-discretionary AUM
- $69.5M
- Discretionary accounts
- 3,399
- Non-discretionary accounts
- 105
- Total accounts
- 3,504
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 368 | $1.05B |
| Individuals (other than high net worth individuals) | 523 | $164.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS.
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 20 | decreased by1 |
| Apr 1, 2026 | Clients | 823 | 891 | increased by68 |
| Apr 1, 2026 | AUM | $1,061,108,098 | $1,216,853,300 | increased by$155,745,202 |
| Apr 1, 2026 | Accounts | 3,332 | 3,504 | increased by172 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 21 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 752 | 823 | increased by71 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $944,111,406 | $1,061,108,098 | increased by$116,996,692 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,729 | 3,332 | increased by603 |
| Apr 1, 2022 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 737 | 752 | increased by15 |
| Apr 1, 2022 | AUM | $805,209,614 | $944,111,406 | increased by$138,901,792 |
| Apr 1, 2022 | Accounts | 2,578 | 2,729 | increased by151 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SEASONS ADVICE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEASONS ADVICE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.