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WINTER & ASSOCIATES, INC.
CRD 310349File 801-123146
APPROVED
Retail clients
Filing as of Jul 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$179.7M
Bottom 25% of cohort (national)
Discretionary AUM
$166.8M
Non-discretionary $12.9M
Clients
208
565 accounts
Employees
5
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 2, 2022
- Principal office
- 964 GRAND AVENUE, ST. PAUL, MN, 55105
- Phone
- (651) 414-5000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $179.7M
- Discretionary AUM
- $166.8M
- Non-discretionary AUM
- $12.9M
- Discretionary accounts
- 552
- Non-discretionary accounts
- 13
- Total accounts
- 565
- AUM per client
- $864K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $111.2M |
| Pension and profit sharing plans | 5 | $12.7M |
| Individuals (other than high net worth individuals) | 161 | $55.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.