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LEVERTY FINANCIAL GROUP, LLC
CRD 310258File 801-119342
APPROVED
Retail clients
Custody
Filing as of Jan 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$676.8M
Above cohort median (national)
Discretionary AUM
$669.9M
Non-discretionary $6.9M
Clients
665
2,365 accounts
Employees
8
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 27, 2020
- Principal office
- 201 2ND STREET SOUTH, HUDSON, WI, 54016
- Phone
- 715-377-2080
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $676.8M
- Discretionary AUM
- $669.9M
- Non-discretionary AUM
- $6.9M
- Discretionary accounts
- 2,232
- Non-discretionary accounts
- 133
- Total accounts
- 2,365
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $2.2M |
| Charitable organizations | Fewer than 5 | $3.2M |
| High net worth individuals | 263 | $539.1M |
| Pension and profit sharing plans | Fewer than 5 | $631K |
| Individuals (other than high net worth individuals) | 392 | $131.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 619 | 665 | increased by46 |
| Feb 1, 2026 | AUM | $567,398,554 | $676,836,895 | increased by$109,438,341 |
| Feb 1, 2026 | Accounts | 2,397 | 2,365 | decreased by32 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 9 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 480 | 619 | increased by139 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $368,191,913 | $567,398,554 | increased by$199,206,641 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,459 | 2,397 | increased by938 |
| Apr 1, 2022 | Clients | 454 | 480 | increased by26 |
| Apr 1, 2022 | AUM | $316,210,280 | $368,191,913 | increased by$51,981,633 |
| Apr 1, 2022 | Accounts | 1,332 | 1,459 | increased by127 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEVERTY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEVERTY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.