GUARDIAN WEALTH PARTNERS, LLC

CRD 310203File 801-119560

APPROVED

Retail clients

Filing as of Sep 2, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$191.4M

Bottom 25% of cohort (national)

Discretionary AUM

$191.4M

Clients

402

655 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Sep 30, 2020
Principal office: 10 HUDSON YARDS, NEW YORK, NY, 10001
Phone: 800-879-6934
Website: https://www.parkavenuesecurities.com/pas-investment-advisory

Assets & accounts

ADV Item 5F

Total regulatory AUM: $191.4M
Discretionary AUM: $191.4M
Non-discretionary AUM: $0
Discretionary accounts: 655
Non-discretionary accounts: 0
Total accounts: 655
AUM per client: $476K

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	30	$86.7M
Individuals (other than high net worth individuals)	372	$104.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	87	75	decreased by12
Apr 1, 2026	Clients	255	402	increased by147
Apr 1, 2026	AUM	$98,287,453	$191,356,409	increased by$93,068,956
Apr 1, 2026	Accounts	362	655	increased by293
May 1, 2025 vs Oct 1, 2022	Employees	89	87	decreased by2
May 1, 2025 vs Oct 1, 2022	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	136	255	increased by119
May 1, 2025 vs Oct 1, 2022	AUM	$44,442,493	$98,287,453	increased by$53,844,960
May 1, 2025 vs Oct 1, 2022	Accounts	170	362	increased by192
Apr 1, 2022	Employees	118	89	decreased by29
Apr 1, 2022	AUM	$0	$44,442,493	increased by$44,442,493
Apr 1, 2022	Accounts	0	170	increased by170
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GUARDIAN WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUARDIAN WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.