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OPTIMA CAPITAL LLC
CRD 310146File 801-120712
APPROVED
Retail clients
Custody
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$379.8M
Below cohort median (national)
Discretionary AUM
$379.8M
Clients
672
1,581 accounts
Employees
7
Above cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 5, 2021
- Principal office
- 500 SW 116TH AVE., SUITE 400, BEAVERTON, OR, 97225
- Phone
- 503-270-1314
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $379.8M
- Discretionary AUM
- $379.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,581
- Non-discretionary accounts
- 0
- Total accounts
- 1,581
- AUM per client
- $565K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $107K |
| High net worth individuals | 81 | $178.7M |
| Individuals (other than high net worth individuals) | 590 | $200.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 614 | 672 | increased by58 |
| Apr 1, 2026 | AUM | $292,800,549 | $379,783,137 | increased by$86,982,588 |
| Apr 1, 2026 | Accounts | 1,409 | 1,581 | increased by172 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 7 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 355 | 614 | increased by259 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $130,288,000 | $292,800,549 | increased by$162,512,549 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 701 | 1,409 | increased by708 |
| Apr 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 294 | 355 | increased by61 |
| Apr 1, 2022 | AUM | $102,000,000 | $130,288,000 | increased by$28,288,000 |
| Apr 1, 2022 | Accounts | 606 | 701 | increased by95 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPTIMA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.