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CARBON COLLECTIVE INVESTING, LLC
CRD 310129File 801-119296
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$348.4M
Below cohort median (national)
Discretionary AUM
$348.4M
Clients
1,359
1,292 accounts
Employees
4
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 25, 2020
- Principal office
- 2648 INTERNATIONAL BLVD, STE 301, OAKLAND, CA, 94601
- Phone
- 925-268-8041
- Website
- https://carboncollective.co
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $348.4M
- Discretionary AUM
- $348.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,292
- Non-discretionary accounts
- 0
- Total accounts
- 1,292
- AUM per client
- $256K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $63.0M |
| Pooled investment vehicles | 2 | $63.3M |
| Pension and profit sharing plans | 139 | $159.7M |
| Individuals (other than high net worth individuals) | 1,216 | $62.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Clients | 1,306 | 1,359 | increased by53 |
| Apr 1, 2026 | AUM | $232,571,324 | $348,353,604 | increased by$115,782,280 |
| Apr 1, 2026 | Accounts | 1,306 | 1,292 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 377 | 1,306 | increased by929 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $19,964,349 | $232,571,324 | increased by$212,606,975 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 514 | 1,306 | increased by792 |
| Apr 1, 2022 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2022 | Clients | 252 | 377 | increased by125 |
| Apr 1, 2022 | AUM | $14,290,681 | $19,964,349 | increased by$5,673,668 |
| Apr 1, 2022 | Accounts | 252 | 514 | increased by262 |
| Dec 1, 2021 | Clients | 166 | 252 | increased by86 |
| Dec 1, 2021 | AUM | $8,269,673 | $14,290,681 | increased by$6,021,008 |
| Dec 1, 2021 | Accounts | 166 | 252 | increased by86 |
| Oct 1, 2021 | Clients | 153 | 166 | increased by13 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARBON COLLECTIVE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARBON COLLECTIVE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.