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NATWEALTH MANAGEMENT
Legal name: NATWEALTH MANAGEMENT (USA) INC
CRD 310098File 801-119519
APPROVED
Retail clients
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$115.0M
Bottom 25% of cohort (national)
Discretionary AUM
$113.7M
Non-discretionary $1.3M
Clients
140
130 accounts
Employees
129
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Sep 30, 2020
- Principal office
- 1155 METCALFE, 4TH FLOOR, MONTREAL, H3B 4S9
- Phone
- 833-946-1589
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $115.0M
- Discretionary AUM
- $113.7M
- Non-discretionary AUM
- $1.3M
- Discretionary accounts
- 126
- Non-discretionary accounts
- 4
- Total accounts
- 130
- AUM per client
- $822K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $6.4M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 40 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 44 | $89.7M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 53 | $17.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PAYMENTS IN RESPECT OF RESEARCH SERVICES RECEIVED
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 171 | 129 | decreased by42 |
| Jan 1, 2026 | Clients | 111 | 140 | increased by29 |
| Jan 1, 2026 | AUM | $93,795,138 | $115,028,401 | increased by$21,233,263 |
| Jan 1, 2026 | Accounts | 97 | 130 | increased by33 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 174 | 171 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 35 | 174 | increased by139 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 22 | 111 | increased by89 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $16,649,566 | $93,795,138 | increased by$77,145,572 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 31 | 97 | increased by66 |
| Sep 1, 2022 | Employees | 33 | 35 | increased by2 |
| Jul 1, 2022 | Employees | 30 | 33 | increased by3 |
| Feb 1, 2022 | Employees | 26 | 30 | increased by4 |
| Feb 1, 2022 | AUM | $0 | $16,649,566 | increased by$16,649,566 |
| Feb 1, 2022 | Accounts | 0 | 31 | increased by31 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NATWEALTH MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NATWEALTH MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.