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RISE ADVISORS, LLC
CRD 309760File 801-119066
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$441.2M
Below cohort median (national)
Discretionary AUM
$417.0M
Non-discretionary $24.1M
Clients
472
1,354 accounts
Employees
9
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 16, 2020
- Principal office
- 400 LINDEN OAKS, SUITE 120, ROCHESTER, NY, 14625
- Phone
- 585-565-3444
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $441.2M
- Discretionary AUM
- $417.0M
- Non-discretionary AUM
- $24.1M
- Discretionary accounts
- 1,194
- Non-discretionary accounts
- 160
- Total accounts
- 1,354
- AUM per client
- $935K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $4.3M |
| Charitable organizations | 5 | $66.1M |
| High net worth individuals | 108 | $236.3M |
| Individuals (other than high net worth individuals) | 356 | $134.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.