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VON BORSTEL & ASSOCIATES
Legal name: VON BORSTEL & ASSOCIATES, INC.
CRD 309746File 801-119041
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$680.2M
Above cohort median (national)
Discretionary AUM
$680.2M
Clients
500
2,070 accounts
Employees
11
Above cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 31, 2020
- Principal office
- 308 E 3RD STREET, THE DALLES, OR, 97058
- Phone
- 541-296-6669
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $680.2M
- Discretionary AUM
- $680.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,070
- Non-discretionary accounts
- 0
- Total accounts
- 2,070
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $90K |
| High net worth individuals | 258 | $561.6M |
| Individuals (other than high net worth individuals) | 241 | $118.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.