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VON BORSTEL & ASSOCIATES
Legal name: VON BORSTEL & ASSOCIATES, INC.
CRD 309746File 801-119041
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$680.2M
Above cohort median (national)
Discretionary AUM
$680.2M
Clients
500
2,070 accounts
Employees
11
Above cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 31, 2020
- Principal office
- 308 E 3RD STREET, THE DALLES, OR, 97058
- Phone
- 541-296-6669
- Website
- https://www.vonborstel.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $680.2M
- Discretionary AUM
- $680.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,070
- Non-discretionary accounts
- 0
- Total accounts
- 2,070
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $90K |
| High net worth individuals | 258 | $561.6M |
| Individuals (other than high net worth individuals) | 241 | $118.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2026 | Clients | 496 | 500 | increased by4 |
| Apr 1, 2026 | AUM | $576,356,064 | $680,192,461 | increased by$103,836,397 |
| Apr 1, 2026 | Accounts | 2,158 | 2,070 | decreased by88 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 459 | 496 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $478,849,136 | $576,356,064 | increased by$97,506,928 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,887 | 2,158 | increased by271 |
| Apr 1, 2022 | Clients | 427 | 459 | increased by32 |
| Apr 1, 2022 | AUM | $385,414,432 | $478,849,136 | increased by$93,434,704 |
| Apr 1, 2022 | Accounts | 1,624 | 1,887 | increased by263 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VON BORSTEL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VON BORSTEL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.