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RUFFER LLP

CRD 309733File 801-122307
APPROVED
Retail clients
Custody
Filing as of Aug 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$24.87B
Top 10% of cohort (national)
Discretionary AUM
$24.87B
Clients
5,250
5,250 accounts
Employees
282

Identity & registration

ADV Item 1
Organization form
Limited Liability Partnership
Firm type
Registered
SEC region
HQ
Registration date
Sep 15, 2021
Principal office
80 VICTORIA STREET, LONDON, SW1E 5JL
Phone
00 44 20 7963 8100

Assets & accounts

ADV Item 5F
Total regulatory AUM
$24.87B
Discretionary AUM
$24.87B
Non-discretionary AUM
$0
Discretionary accounts
5,250
Non-discretionary accounts
0
Total accounts
5,250
AUM per client
$4.7M

Clients by type

ADV Item 5D
Client typeClientsAUM
Other196$2.60B
Insurance companies119$190.5M
Charitable organizations199$1.15B
Pooled investment vehicles20$13.11B
Pension and profit sharing plans47$1.56B
Individuals (other than high net worth individuals)4,669$6.25B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • A percentage of assets under your management

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Jul 1, 2026Employees312282decreased by30
Jul 1, 2026Clients6,0425,250decreased by792
Jul 1, 2026AUM$24,201,709,009$24,868,231,931increased by$666,522,922
Jul 1, 2026Accounts6,0565,250decreased by806
Dec 1, 2025
vs May 1, 2025
Employees332312decreased by20
Dec 1, 2025
vs May 1, 2025
Clients6,6356,042decreased by593
Dec 1, 2025
vs May 1, 2025
AUM$27,091,528,633$24,201,709,009decreased by$2,889,819,624
Dec 1, 2025
vs May 1, 2025
Accounts6,6506,056decreased by594
May 1, 2025
vs Oct 1, 2022
Employees353332decreased by21
May 1, 2025
vs Oct 1, 2022
DisclosuresYesNo
May 1, 2025
vs Oct 1, 2022
Clients6,3126,635increased by323
May 1, 2025
vs Oct 1, 2022
AUM$31,592,072,008$27,091,528,633decreased by$4,500,543,375
May 1, 2025
vs Oct 1, 2022
Accounts6,3126,650increased by338
Jul 1, 2022Employees350353increased by3
Jul 1, 2022Clients6,0756,312increased by237

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RUFFER” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RUFFER” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.