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PREPARED RETIREMENT INSTITUTE LLC
CRD 309663File 801-122432
APPROVED
Retail clients
Custody
Filing as of May 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$307.6M
Below cohort median (national)
Discretionary AUM
$307.6M
Clients
254
818 accounts
Employees
11
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Sep 30, 2021
- Principal office
- 105 MONTGOMERY AVE., SUITE 1053, MONTGOMERYVILLE, PA, 18936
- Phone
- 215-997-5700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $307.6M
- Discretionary AUM
- $307.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 818
- Non-discretionary accounts
- 0
- Total accounts
- 818
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.5M |
| High net worth individuals | 81 | $199.8M |
| Pension and profit sharing plans | Fewer than 5 | $8.7M |
| Individuals (other than high net worth individuals) | 171 | $94.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 259 | 254 | decreased by5 |
| Jun 1, 2026 | Clients | 258 | 259 | increased by1 |
| Jun 1, 2026 | AUM | $298,851,364 | $307,554,271 | increased by$8,702,907 |
| Feb 1, 2026 | Employees | 9 | 11 | increased by2 |
| Feb 1, 2026 | Clients | 349 | 258 | decreased by91 |
| Feb 1, 2026 | AUM | $300,970,590 | $298,851,364 | decreased by$2,119,226 |
| Feb 1, 2026 | Accounts | 958 | 818 | decreased by140 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 9 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 191 | 349 | increased by158 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $122,639,082 | $300,970,590 | increased by$178,331,508 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 316 | 958 | increased by642 |
| Apr 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2022 | Clients | 117 | 191 | increased by74 |
| Apr 1, 2022 | AUM | $107,953,322 | $122,639,082 | increased by$14,685,760 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PREPARED RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PREPARED RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.