← Directory
DIPAOLO FINANCIAL GROUP, INC.
CRD 309637File 801-132771
APPROVED
Retail clients
Custody
Filing as of Apr 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$168.0M
Bottom 25% of cohort (national)
Discretionary AUM
$166.4M
Non-discretionary $1.6M
Clients
408
1,137 accounts
Employees
9
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 13, 2025
- Principal office
- 4635 VAN DYKE ROAD, LUTZ, FL, 33558
- Phone
- 813-475-3130
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $168.0M
- Discretionary AUM
- $166.4M
- Non-discretionary AUM
- $1.6M
- Discretionary accounts
- 1,126
- Non-discretionary accounts
- 11
- Total accounts
- 1,137
- AUM per client
- $412K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $95.0M |
| Individuals (other than high net worth individuals) | 335 | $73.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.