WINTERS FINANCIAL GROUP, INC.

CRD 309549File 801-121556

APPROVED

Retail clients

Filing as of Mar 21, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$252.3M

Below cohort median (national)

Discretionary AUM

Non-discretionary $252.3M

Clients

273

634 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Jul 1, 2021
Principal office: 2659 TOWNSGATE RD., #213, WESTLAKE VILLAGE, CA, 91361
Phone: 805-497-1717
Website: http://www.wintersfg.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $252.3M
Discretionary AUM: $0
Non-discretionary AUM: $252.3M
Discretionary accounts: 0
Non-discretionary accounts: 634
Total accounts: 634
AUM per client: $924K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$54K
High net worth individuals	71	$184.8M
Pension and profit sharing plans	29	$17.7M
Individuals (other than high net worth individuals)	173	$49.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.