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PENSION & WEALTH MANAGEMENT ADVISORS
Legal name: PENSION & WEALTH MANAGEMENT ADVISORS, INC.
CRD 309546File 801-119016
APPROVED
Retail clients
Filing as of May 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$529.8M
Above cohort median (national)
Discretionary AUM
$511.8M
Non-discretionary $18.0M
Clients
523
525 accounts
Employees
13
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 6, 2020
- Principal office
- 800 SOUTH STREET, SUITE 160, WALTHAM, MA, 02453
- Phone
- 781-810-0800
- Website
- http://pensionwealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $529.8M
- Discretionary AUM
- $511.8M
- Non-discretionary AUM
- $18.0M
- Discretionary accounts
- 501
- Non-discretionary accounts
- 24
- Total accounts
- 525
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $5.5M |
| High net worth individuals | 105 | $362.9M |
| Pension and profit sharing plans | 30 | $69.1M |
| Individuals (other than high net worth individuals) | 388 | $92.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 9 | 13 | increased by4 |
| May 1, 2026 | Clients | 371 | 523 | increased by152 |
| May 1, 2026 | AUM | $452,222,623 | $529,811,638 | increased by$77,589,015 |
| May 1, 2026 | Accounts | 429 | 525 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 215 | 371 | increased by156 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $165,208,313 | $452,222,623 | increased by$287,014,310 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 215 | 429 | increased by214 |
| Jun 1, 2022 | Clients | 133 | 215 | increased by82 |
| Jun 1, 2022 | AUM | $128,053,975 | $165,208,313 | increased by$37,154,338 |
| Jun 1, 2022 | Accounts | 416 | 215 | decreased by201 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PENSION WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENSION WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.