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PENSION & WEALTH MANAGEMENT ADVISORS
Legal name: PENSION & WEALTH MANAGEMENT ADVISORS, INC.
CRD 309546File 801-119016
APPROVED
Retail clients
Filing as of May 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$529.8M
Above cohort median (national)
Discretionary AUM
$511.8M
Non-discretionary $18.0M
Clients
523
525 accounts
Employees
13
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 6, 2020
- Principal office
- 800 SOUTH STREET, SUITE 160, WALTHAM, MA, 02453
- Phone
- 781-810-0800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $529.8M
- Discretionary AUM
- $511.8M
- Non-discretionary AUM
- $18.0M
- Discretionary accounts
- 501
- Non-discretionary accounts
- 24
- Total accounts
- 525
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $5.5M |
| High net worth individuals | 105 | $362.9M |
| Pension and profit sharing plans | 30 | $69.1M |
| Individuals (other than high net worth individuals) | 388 | $92.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.