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SHIELD WEALTH ADVISORS
Legal name: SHIELD WEALTH ADVISORS, LLC.
CRD 309538File 801-119094
APPROVED
Retail clients
Filing as of Jan 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$68.4M
Bottom 25% of cohort (national)
Discretionary AUM
$68.4M
Clients
109
307 accounts
Employees
3
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 23, 2020
- Principal office
- 2809 WEHRLE DRIVE, SUITE 9, WILLIAMSVILLE, NY, 14221
- Phone
- 833-457-1040
- Website
- HTTPS://WWW.SHIELD457.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $68.4M
- Discretionary AUM
- $68.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 307
- Non-discretionary accounts
- 0
- Total accounts
- 307
- AUM per client
- $627K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 23 | $33.7M |
| Individuals (other than high net worth individuals) | 86 | $34.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.