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STRAIT & SOUND
Legal name: STRAIT & SOUND WEALTH MANAGEMENT LLC
CRD 309306File 801-118892
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$333.7M
Below cohort median (national)
Discretionary AUM
$333.7M
Clients
243
698 accounts
Employees
10
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 12, 2020
- Principal office
- Not reported
- Phone
- (425) 577-7710
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $333.7M
- Discretionary AUM
- $333.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 698
- Non-discretionary accounts
- 0
- Total accounts
- 698
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 30 | $141.9M |
| Individuals (other than high net worth individuals) | 213 | $191.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D3
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 277 | 243 | decreased by34 |
| Apr 1, 2026 | AUM | $303,923,751 | $333,725,811 | increased by$29,802,060 |
| Apr 1, 2026 | Accounts | 658 | 698 | increased by40 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 134 | 277 | increased by143 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $126,936,662 | $303,923,751 | increased by$176,987,089 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 343 | 658 | increased by315 |
| Oct 1, 2022 | Employees | 5 | 7 | increased by2 |
| Jun 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 108 | 134 | increased by26 |
| Apr 1, 2022 | AUM | $101,713,459 | $126,936,662 | increased by$25,223,203 |
| Apr 1, 2022 | Accounts | 321 | 343 | increased by22 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRAIT SOUND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRAIT SOUND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.