CARRICK LANE LLC

CRD 309148File 801-120019

APPROVED

Retail clients

Filing as of Mar 19, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.03B

Top 25% of cohort (national)

Discretionary AUM

$3.03B

Clients

656

808 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 9, 2021
Principal office: 450 7TH AVENUE, SUITE 1600, NEW YORK, NY, 10123
Phone: (212) 433-8450
Website: http://www.carricklane.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.03B
Discretionary AUM: $3.03B
Non-discretionary AUM: $0
Discretionary accounts: 808
Non-discretionary accounts: 0
Total accounts: 808
AUM per client: $4.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	11	$825.2M
High net worth individuals	645	$2.20B

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.