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CARRICK LANE LLC
CRD 309148File 801-120019
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.03B
Top 25% of cohort (national)
Discretionary AUM
$3.03B
Clients
656
808 accounts
Employees
6
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 9, 2021
- Principal office
- 450 7TH AVENUE, SUITE 1600, NEW YORK, NY, 10123
- Phone
- (212) 433-8450
- Website
- http://www.carricklane.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.03B
- Discretionary AUM
- $3.03B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 808
- Non-discretionary accounts
- 0
- Total accounts
- 808
- AUM per client
- $4.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 11 | $825.2M |
| High net worth individuals | 645 | $2.20B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | Clients | 427 | 656 | increased by229 |
| Apr 1, 2026 | AUM | $2,384,425,000 | $3,029,750,000 | increased by$645,325,000 |
| Apr 1, 2026 | Accounts | 630 | 808 | increased by178 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 47 | 427 | increased by380 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $356,328,750 | $2,384,425,000 | increased by$2,028,096,250 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 66 | 630 | increased by564 |
| Apr 1, 2022 | Clients | 18 | 47 | increased by29 |
| Apr 1, 2022 | AUM | $158,648,000 | $356,328,750 | increased by$197,680,750 |
| Apr 1, 2022 | Accounts | 30 | 66 | increased by36 |
| Aug 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Aug 1, 2021 | Employees | 0 | 6 | increased by6 |
| Aug 1, 2021 | AUM | $0 | $158,648,000 | increased by$158,648,000 |
| Aug 1, 2021 | Accounts | 0 | 30 | increased by30 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARRICK LANE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARRICK LANE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.