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SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC
CRD 309110File 801-119020
APPROVED
Filing as of Aug 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$100.6M
Bottom 25% of cohort (national)
Discretionary AUM
$1K
Non-discretionary $100.6M
Clients
6
7 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 13, 2020
- Principal office
- Not reported
- Phone
- 917 750-5588
- Website
- http://simafunds.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $100.6M
- Discretionary AUM
- $1K
- Non-discretionary AUM
- $100.6M
- Discretionary accounts
- 2
- Non-discretionary accounts
- 5
- Total accounts
- 7
- AUM per client
- $16.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $1K |
| Pooled investment vehicles | 4 | $100.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 7 | 6 | decreased by1 |
| Apr 1, 2026 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2026 | AUM | $93,031,276 | $100,579,397 | increased by$7,548,121 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 3 | decreased by26 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3 | 7 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $103,546,328 | $93,031,276 | decreased by$10,515,052 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3 | 7 | increased by4 |
| Apr 1, 2022 | Employees | 22 | 29 | increased by7 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 2 | 3 | increased by1 |
| Apr 1, 2022 | AUM | $84,052,252 | $103,546,328 | increased by$19,494,076 |
| Apr 1, 2022 | Accounts | 2 | 3 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOCIAL INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOCIAL INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.