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DALTON INVESTMENTS, INC.
CRD 308609File 801-121986
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.72B
Top 25% of cohort (national)
Discretionary AUM
$5.72B
Clients
40
40 accounts
Employees
46
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 30, 2021
- Principal office
- 360 N. PACIFIC COAST HIGHWAY, SUITE 1060, EL SEGUNDO, CA, 90245
- Phone
- 4242319100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.72B
- Discretionary AUM
- $5.72B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 40
- Non-discretionary accounts
- 0
- Total accounts
- 40
- AUM per client
- $142.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $854.2M |
| Non-U.S. persons | 1 | $238.8M |
| Insurance companies | 1 | $23.8M |
| Charitable organizations | 2 | $167.6M |
| High net worth individuals | 2 | $237.6M |
| Pooled investment vehicles | 27 | $3.14B |
| Pension and profit sharing plans | 6 | $1.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.