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KEYSTONE FINANCIAL SERVICES, LLC
CRD 308397File 801-120787
APPROVED
Retail clients
Custody
Filing as of Apr 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$240.3M
Below cohort median (national)
Discretionary AUM
$240.3M
Clients
1,043
1,695 accounts
Employees
11
Bottom 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 14, 2021
- Principal office
- 9802 NICHOLAS STREET, SUITE 315A, OMAHA, NE, 68114
- Phone
- (402) 392-1212
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $240.3M
- Discretionary AUM
- $240.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,695
- Non-discretionary accounts
- 0
- Total accounts
- 1,695
- AUM per client
- $230K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $9.6M |
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 30 | $51.3M |
| Individuals (other than high net worth individuals) | 998 | $177.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2026 | Clients | 791 | 1,043 | increased by252 |
| Apr 1, 2026 | AUM | $192,794,638 | $240,320,000 | increased by$47,525,362 |
| Apr 1, 2026 | Accounts | 1,530 | 1,695 | increased by165 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 701 | 791 | increased by90 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $130,553,059 | $192,794,638 | increased by$62,241,579 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,127 | 1,530 | increased by403 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 419 | 701 | increased by282 |
| Apr 1, 2022 | AUM | $107,289,945 | $130,553,059 | increased by$23,263,114 |
| Apr 1, 2022 | Accounts | 682 | 1,127 | increased by445 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEYSTONE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEYSTONE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.