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FIVE OCEANS ADVISORS
Legal name: FIVE OCEANS ADVISORS LLC
CRD 308377File 801-118502
APPROVED
Retail clients
Custody
Filing as of Jan 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$456.2M
Above cohort median (national)
Discretionary AUM
$440.5M
Non-discretionary $15.7M
Clients
117
564 accounts
Employees
8
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 23, 2020
- Principal office
- Not reported
- Phone
- (310) 507-9180
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $456.2M
- Discretionary AUM
- $440.5M
- Non-discretionary AUM
- $15.7M
- Discretionary accounts
- 518
- Non-discretionary accounts
- 46
- Total accounts
- 564
- AUM per client
- $3.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.7M |
| High net worth individuals | 74 | $398.3M |
| Pension and profit sharing plans | Fewer than 5 | $246K |
| Individuals (other than high net worth individuals) | 43 | $51.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.