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CENTAURUS FINANCIAL, INC.
CRD 30833File 801-56882
APPROVED
Retail clients
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.74B
Top 10% of cohort (national)
Discretionary AUM
$3.21B
Non-discretionary $6.53B
Clients
45,336
45,336 accounts
Employees
571
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 8, 1999
- Principal office
- 2300 EAST KATELLA AVE, SUITE 200, ANAHEIM, CA, 92806
- Phone
- 714-456-1790
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.74B
- Discretionary AUM
- $3.21B
- Non-discretionary AUM
- $6.53B
- Discretionary accounts
- 12,186
- Non-discretionary accounts
- 33,150
- Total accounts
- 45,336
- AUM per client
- $215K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 142 | $69.1M |
| High net worth individuals | 467 | $1.23B |
| Individuals (other than high net worth individuals) | 44,727 | $8.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Educational seminars
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

