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CENTAURUS FINANCIAL, INC.
CRD 30833File 801-56882
APPROVED
Retail clients
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.74B
Top 10% of cohort (national)
Discretionary AUM
$3.21B
Non-discretionary $6.53B
Clients
45,336
45,336 accounts
Employees
571
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 8, 1999
- Principal office
- 2300 EAST KATELLA AVE, SUITE 200, ANAHEIM, CA, 92806
- Phone
- 714-456-1790
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.74B
- Discretionary AUM
- $3.21B
- Non-discretionary AUM
- $6.53B
- Discretionary accounts
- 12,186
- Non-discretionary accounts
- 33,150
- Total accounts
- 45,336
- AUM per client
- $215K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 142 | $69.1M |
| High net worth individuals | 467 | $1.23B |
| Individuals (other than high net worth individuals) | 44,727 | $8.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Educational seminars
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 580 | 571 | decreased by9 |
| Aug 1, 2026 | Clients | 38,049 | 45,336 | increased by7,287 |
| Aug 1, 2026 | AUM | $7,336,108,151 | $9,740,127,253 | increased by$2,404,019,102 |
| Aug 1, 2026 | Accounts | 38,049 | 45,336 | increased by7,287 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 34,052 | 38,049 | increased by3,997 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $6,276,899,920 | $7,336,108,151 | increased by$1,059,208,231 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 34,053 | 38,049 | increased by3,996 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 616 | 580 | decreased by36 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 32,255 | 34,052 | increased by1,797 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,564,124,620 | $6,276,899,920 | increased by$1,712,775,300 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 32,255 | 34,053 | increased by1,798 |
| Aug 1, 2022 | Employees | 601 | 616 | increased by15 |
| Aug 1, 2022 | Clients | 24,655 | 32,255 | increased by7,600 |
| Aug 1, 2022 | AUM | $4,257,545,696 | $4,564,124,620 | increased by$306,578,924 |
| Aug 1, 2022 | Accounts | 24,655 | 32,255 | increased by7,600 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CENTAURUS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CENTAURUS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.