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CENTAURUS FINANCIAL, INC.

CRD 30833File 801-56882
APPROVED
Retail clients
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.74B
Top 10% of cohort (national)
Discretionary AUM
$3.21B
Non-discretionary $6.53B
Clients
45,336
45,336 accounts
Employees
571
Top 10% of cohort in CA

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
LARO
Registration date
Oct 8, 1999
Principal office
2300 EAST KATELLA AVE, SUITE 200, ANAHEIM, CA, 92806
Phone
714-456-1790

Assets & accounts

ADV Item 5F
Total regulatory AUM
$9.74B
Discretionary AUM
$3.21B
Non-discretionary AUM
$6.53B
Discretionary accounts
12,186
Non-discretionary accounts
33,150
Total accounts
45,336
AUM per client
$215K

Clients by type

ADV Item 5D
Client typeClientsAUM
Other142$69.1M
High net worth individuals467$1.23B
Individuals (other than high net worth individuals)44,727$8.44B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Other
  • Publications
  • Educational seminars
  • Financial planning services
  • Selection of other advisers
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11
  • Q11C2
  • Q11C4
  • Q11C5
  • Q11D2
  • Q11D4
  • Q11E2

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.