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AB BROADLY SYNDICATED LOAN MANAGER LLC
CRD 308135File 801-119242
APPROVED
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.62B
Top 25% of cohort (national)
Discretionary AUM
$2.62B
Clients
6
6 accounts
Employees
1
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 31, 2020
- Principal office
- 501 COMMERCE STREET, NASHVILLE, TN, 37203
- Phone
- 615-622-0000
- Website
- HTTP://WWW.BERNSTEIN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.62B
- Discretionary AUM
- $2.62B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $437.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $2.62B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 4 | 6 | increased by2 |
| Apr 1, 2026 | AUM | $1,707,000,000 | $2,623,000,000 | increased by$916,000,000 |
| Apr 1, 2026 | Accounts | 4 | 6 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,311,000,000 | $1,707,000,000 | increased by$396,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3 | 4 | increased by1 |
| Apr 1, 2022 | Clients | 1 | 3 | increased by2 |
| Apr 1, 2022 | AUM | $402,000,000 | $1,311,000,000 | increased by$909,000,000 |
| Apr 1, 2022 | Accounts | 1 | 3 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AB BROADLY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AB BROADLY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.