SERENITY INVESTMENT ADVISORS

Legal name: SERENITY INVESTMENT ADVISORS LLC

CRD 307924File 801-123727

APPROVED

Retail clients

Filing as of May 22, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$513.6M

Above cohort median (national)

Discretionary AUM

$255.3M

Non-discretionary $258.3M

Clients

434

1,109 accounts

Employees

Below cohort median in IL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Apr 21, 2022
Principal office: 333 S. WABASH AVE., SUITE 2700, CHICAGO, IL, 60604
Phone: 312-734-1415
Website: https://www.serenitywm.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $513.6M
Discretionary AUM: $255.3M
Non-discretionary AUM: $258.3M
Discretionary accounts: 1,108
Non-discretionary accounts: 1
Total accounts: 1,109
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3	$240K
High net worth individuals	66	$144.9M
Pension and profit sharing plans	1	$258.3M
Individuals (other than high net worth individuals)	364	$110.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.