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NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
CRD 307865File 801-119948
APPROVED
Custody
Disclosure events
Filing as of May 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$323.08B
Top 10% of cohort (national)
Discretionary AUM
$323.08B
Clients
23
32 accounts
Employees
246
Top 10% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 9, 2020
- Principal office
- 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI, 53202-4797
- Phone
- 414-665-1444
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $323.08B
- Discretionary AUM
- $323.08B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 32
- Non-discretionary accounts
- 0
- Total accounts
- 32
- AUM per client
- $14.05B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 3 | $315.12B |
| Charitable organizations | 1 | $117.8M |
| Pooled investment vehicles | 18 | $7.41B |
| Banking or thrift institutions | 1 | $432.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.