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GRAND ALLIANCE ASSET MANAGEMENT LTD.
CRD 307801File 801-121719
APPROVED
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.56B
Top 25% of cohort (national)
Discretionary AUM
$2.56B
Clients
6
6 accounts
Employees
45
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 12, 2021
- Principal office
- SUITE 801, 8TH FLOOR, THE HONG KONG CLUB BUILDING, 3A CHATER ROAD, CENTRAL, HONG KONG
- Phone
- (852) 3852 6351
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.56B
- Discretionary AUM
- $2.56B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $426.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $119.9M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Pooled investment vehicles | 5 | $2.44B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 42 | 44 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 5 | 7 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,214,479,057 | $1,805,304,235 | decreased by$409,174,822 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 40 | 42 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,565,888,219 | $2,214,479,057 | increased by$648,590,838 |
| Oct 1, 2022 | Employees | 36 | 40 | increased by4 |
| Oct 1, 2022 | Clients | 3 | 5 | increased by2 |
| Oct 1, 2022 | AUM | $1,335,067,263 | $1,565,888,219 | increased by$230,820,956 |
| Oct 1, 2022 | Accounts | 3 | 5 | increased by2 |
| Oct 1, 2021 | Employees | 35 | 36 | increased by1 |
| Oct 1, 2021 | AUM | $1,222,904,796 | $1,335,067,263 | increased by$112,162,467 |
| Aug 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRAND ALLIANCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRAND ALLIANCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.