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FINANCIAL FORUM, INC.
CRD 307740File 801-118241
APPROVED
Retail clients
Custody
Filing as of Aug 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$285.8M
Below cohort median (national)
Discretionary AUM
$285.8M
Clients
572
1,696 accounts
Employees
5
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 16, 2020
- Principal office
- 501 N RIVERPOINT BLVD., STE 104, SPOKANE, WA, 99202
- Phone
- 509 458 5373
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $285.8M
- Discretionary AUM
- $285.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,696
- Non-discretionary accounts
- 0
- Total accounts
- 1,696
- AUM per client
- $500K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 77 | $153.6M |
| Individuals (other than high net worth individuals) | 495 | $132.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 4 | 5 | increased by1 |
| Mar 1, 2026 | Clients | 594 | 572 | decreased by22 |
| Mar 1, 2026 | AUM | $276,047,627 | $285,773,471 | increased by$9,725,844 |
| Mar 1, 2026 | Accounts | 1,987 | 1,696 | decreased by291 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 541 | 594 | increased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $222,764,042 | $276,047,627 | increased by$53,283,585 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,387 | 1,987 | increased by600 |
| Apr 1, 2022 | Clients | 488 | 541 | increased by53 |
| Apr 1, 2022 | AUM | $182,508,594 | $222,764,042 | increased by$40,255,448 |
| Apr 1, 2022 | Accounts | 1,311 | 1,387 | increased by76 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL FORUM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL FORUM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.