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ORIX ADVISERS, LLC
CRD 307580File 801-118177
APPROVED
Custody
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.63B
Top 10% of cohort (national)
Discretionary AUM
$7.27B
Non-discretionary $2.36B
Clients
15
21 accounts
Employees
372
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 5, 2020
- Principal office
- 280 PARK AVENUE, 40 WEST, NEW YORK, NY, 10017
- Phone
- 212-468-5888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.63B
- Discretionary AUM
- $7.27B
- Non-discretionary AUM
- $2.36B
- Discretionary accounts
- 16
- Non-discretionary accounts
- 5
- Total accounts
- 21
- AUM per client
- $641.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $434.5M |
| Insurance companies | Fewer than 5 | $483.6M |
| Pooled investment vehicles | 15 | $6.57B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 328 | 372 | increased by44 |
| Jul 1, 2026 | Clients | 16 | 15 | decreased by1 |
| Jul 1, 2026 | AUM | $8,159,344,721 | $9,625,175,717 | increased by$1,465,830,996 |
| Jul 1, 2026 | Accounts | 24 | 21 | decreased by3 |
| Feb 1, 2026 | Clients | 17 | 16 | decreased by1 |
| Feb 1, 2026 | AUM | $8,239,116,741 | $8,159,344,721 | decreased by$79,772,020 |
| Feb 1, 2026 | Accounts | 25 | 24 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 305 | 328 | increased by23 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 16 | 17 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $8,128,446,945 | $8,239,116,741 | increased by$110,669,796 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 22 | 25 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 280 | 305 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 15 | 16 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,437,535,583 | $8,128,446,945 | increased by$1,690,911,362 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 22 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ORIX ADVISERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ORIX ADVISERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.