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STRATTON CAPITAL INVESTMENT ADVISORY LLC
CRD 307491File 801-132386
APPROVED
Retail clients
Filing as of Jun 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$138.3M
Bottom 25% of cohort (national)
Discretionary AUM
$135.7M
Non-discretionary $2.6M
Clients
663
643 accounts
Employees
13
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 29, 2025
- Principal office
- 430 PARK AVENUE, NEW YORK, NY, 10022
- Phone
- + 1 (212) 849-1773
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $138.3M
- Discretionary AUM
- $135.7M
- Non-discretionary AUM
- $2.6M
- Discretionary accounts
- 598
- Non-discretionary accounts
- 45
- Total accounts
- 643
- AUM per client
- $209K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.7M |
| High net worth individuals | 61 | $75.4M |
| Pension and profit sharing plans | 15 | $2.7M |
| Individuals (other than high net worth individuals) | 582 | $56.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.