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RED SWAN PRIVATE CLIENT
Legal name: REDSWAN PC, INC
CRD 307278File 801-118188
APPROVED
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$165.3M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $165.3M
Clients
7
7 accounts
Employees
8
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 9, 2020
- Principal office
- 4201 MAIN ST, SUITE 203, HOUSTON, TX, 77002
- Phone
- 713-360-7928
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $165.3M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $165.3M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 7
- Total accounts
- 7
- AUM per client
- $23.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $165.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ONE TIME CONSULTING FEE
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.