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CAPRICE CAPITAL PARTNERS, LLC
CRD 307048File 801-118661
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$123.2M
Bottom 25% of cohort (national)
Discretionary AUM
$82.7M
Non-discretionary $40.6M
Clients
2
3 accounts
Employees
5
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 4, 2020
- Principal office
- Not reported
- Phone
- 310-893-5070
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $123.2M
- Discretionary AUM
- $82.7M
- Non-discretionary AUM
- $40.6M
- Discretionary accounts
- 2
- Non-discretionary accounts
- 1
- Total accounts
- 3
- AUM per client
- $61.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $40.6M |
| Pooled investment vehicles | 2 | $82.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — LOAN ADMINISTRATION FEES/LEAD ARRANGER FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.