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SECFI ADVISORY LIMITED
CRD 306961File 801-126017
APPROVED
Retail clients
Custody
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$225.9M
Below cohort median (national)
Discretionary AUM
$175.6M
Non-discretionary $50.3M
Clients
55
55 accounts
Employees
15
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 7, 2022
- Principal office
- 25 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10004
- Phone
- (707) 652-9961
- Website
- http://www.secfi.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.9M
- Discretionary AUM
- $175.6M
- Non-discretionary AUM
- $50.3M
- Discretionary accounts
- 53
- Non-discretionary accounts
- 2
- Total accounts
- 55
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $181.4M |
| Individuals (other than high net worth individuals) | 51 | $44.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 15 | decreased by1 |
| Apr 1, 2026 | Clients | 88 | 55 | decreased by33 |
| Apr 1, 2026 | AUM | $174,020,811 | $225,867,055 | increased by$51,846,244 |
| Apr 1, 2026 | Accounts | 88 | 55 | decreased by33 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 16 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 88 | increased by86 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $84,250,000 | $174,020,811 | increased by$89,770,811 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 88 | increased by86 |
| Aug 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SECFI ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SECFI ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.