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SECFI ADVISORY LIMITED
CRD 306961File 801-126017
APPROVED
Retail clients
Custody
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$225.9M
Below cohort median (national)
Discretionary AUM
$175.6M
Non-discretionary $50.3M
Clients
55
55 accounts
Employees
15
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 7, 2022
- Principal office
- 25 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10004
- Phone
- (707) 652-9961
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.9M
- Discretionary AUM
- $175.6M
- Non-discretionary AUM
- $50.3M
- Discretionary accounts
- 53
- Non-discretionary accounts
- 2
- Total accounts
- 55
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $181.4M |
| Individuals (other than high net worth individuals) | 51 | $44.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.