46 PEAKS INVESTMENT ADVISORY GROUP

Legal name: 46 PEAKS LLC

CRD 306902File 801-117945

APPROVED

Retail clients

Custody

Filing as of Apr 20, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$272.1M

Below cohort median (national)

Discretionary AUM

$272.1M

Clients

135

445 accounts

Employees

Below cohort median in PA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Jan 10, 2020
Principal office: 760 NEWTOWN YARDLEY ROAD, SUITE 114, NEWTOWN, PA, 18940
Phone: 215-497-8310
Website: http://www.46peaks.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $272.1M
Discretionary AUM: $272.1M
Non-discretionary AUM: $0
Discretionary accounts: 445
Non-discretionary accounts: 0
Total accounts: 445
AUM per client: $2.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	91	$249.3M
Pension and profit sharing plans	Fewer than 5	$1.8M
Individuals (other than high net worth individuals)	44	$21.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.