← Directory
LEGACY WEALTH
Legal name: LEGACY WEALTH ASSET MANAGEMENT, LLC
CRD 306732File 801-118042
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$546.0M
Above cohort median (national)
Discretionary AUM
$515.0M
Non-discretionary $31.0M
Clients
493
1,629 accounts
Employees
14
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 7, 2020
- Principal office
- 683 BIELENBERG DRIVE, SUITE 101, WOODBURY, MN, 55125
- Phone
- 651-621-2383
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $546.0M
- Discretionary AUM
- $515.0M
- Non-discretionary AUM
- $31.0M
- Discretionary accounts
- 1,368
- Non-discretionary accounts
- 261
- Total accounts
- 1,629
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 146 | $452.0M |
| Individuals (other than high net worth individuals) | 347 | $94.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 14 | increased by4 |
| Apr 1, 2026 | Clients | 445 | 493 | increased by48 |
| Apr 1, 2026 | AUM | $475,000,000 | $546,000,000 | increased by$71,000,000 |
| Apr 1, 2026 | Accounts | 1,448 | 1,629 | increased by181 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 351 | 445 | increased by94 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $408,621,818 | $475,000,000 | increased by$66,378,182 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 831 | 1,448 | increased by617 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Clients | 309 | 351 | increased by42 |
| Apr 1, 2022 | AUM | $326,642,371 | $408,621,818 | increased by$81,979,447 |
| Apr 1, 2022 | Accounts | 697 | 831 | increased by134 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEGACY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEGACY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.