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VELA INVESTMENT MANAGEMENT, LLC
CRD 306678File 801-119022
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$562.9M
Above cohort median (national)
Discretionary AUM
$562.9M
Non-discretionary $88K
Clients
179
346 accounts
Employees
29
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 15, 2020
- Principal office
- 220 MARKET STREET SUITE 208, NEW ALBANY, OH, 43054
- Phone
- (614) 653-8352
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $562.9M
- Discretionary AUM
- $562.9M
- Non-discretionary AUM
- $88K
- Discretionary accounts
- 345
- Non-discretionary accounts
- 1
- Total accounts
- 346
- AUM per client
- $3.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $5.6M |
| Investment companies | 1 | $383.9M |
| Charitable organizations | 6 | $37.9M |
| High net worth individuals | 108 | $128.4M |
| Pension and profit sharing plans | 1 | $13K |
| Individuals (other than high net worth individuals) | 58 | $7.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — MINIMUM FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.