SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

CRD 306616File 801-117956

APPROVED

Filing as of May 11, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$11.01B

Top 10% of cohort (national)

Discretionary AUM

$10.70B

Non-discretionary $317.6M

Clients

100

100 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Feb 12, 2020
Principal office: TOKYO TORCH TOKIWABASHI TOWER, 27TH FLOOR, 2-6-4 OTEMACHI, CHIYODA-KU, TOKYO, 100-0004
Phone: 81-3-5293-1500
Website: https://www.schroders.com/ja-jp/jp/intermediary/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $11.01B
Discretionary AUM: $10.70B
Non-discretionary AUM: $317.6M
Discretionary accounts: 93
Non-discretionary accounts: 7
Total accounts: 100
AUM per client: $110.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	20	$4.90B
Pooled investment vehicles	57	$3.55B
Pension and profit sharing plans	16	$626.0M
State or municipal government entities	7	$1.94B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	88	81	decreased by7
Apr 1, 2026	Clients	122	100	decreased by22
Apr 1, 2026	AUM	$10,531,744,657	$11,013,139,514	increased by$481,394,857
Apr 1, 2026	Accounts	122	100	decreased by22
May 1, 2025 vs Oct 1, 2022	Employees	97	88	decreased by9
May 1, 2025 vs Oct 1, 2022	AUM	$22,618,928,475	$10,531,744,657	decreased by$12,087,183,818
May 1, 2025 vs Oct 1, 2022	Accounts	121	122	increased by1
Feb 1, 2022	Employees	98	97	decreased by1
Feb 1, 2022	Clients	128	122	decreased by6
Feb 1, 2022	AUM	$25,525,046,052	$22,618,928,475	decreased by$2,906,117,577
Feb 1, 2022	Accounts	126	121	decreased by5
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SCHRODER INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SCHRODER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.