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LUMENT INVESTMENT MANAGEMENT, LLC
CRD 306487File 801-117782
APPROVED
Custody
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.94B
Top 25% of cohort (national)
Discretionary AUM
$1.20B
Non-discretionary $731.1M
Clients
1
2 accounts
Employees
447
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 13, 2019
- Principal office
- 230 PARK AVENUE, 20TH FLOOR, NEW YORK, NY, 10169
- Phone
- 212-317-5700
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.94B
- Discretionary AUM
- $1.20B
- Non-discretionary AUM
- $731.1M
- Discretionary accounts
- 1
- Non-discretionary accounts
- 1
- Total accounts
- 2
- AUM per client
- $1.94B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $1.20B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 454 | 447 | decreased by7 |
| Jul 1, 2026 | AUM | $1,969,702,953 | $1,935,907,933 | decreased by$33,795,020 |
| Jul 1, 2026 | Accounts | 3 | 2 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 422 | 454 | increased by32 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,130,192,596 | $1,969,702,953 | decreased by$160,489,643 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 458 | 422 | decreased by36 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,129,857,776 | $2,130,192,596 | increased by$1,000,334,820 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1 | 2 | increased by1 |
| Jul 1, 2022 | Employees | 295 | 458 | increased by163 |
| Jul 1, 2022 | Clients | 5 | 1 | decreased by4 |
| Jul 1, 2022 | AUM | $905,518,309 | $1,129,857,776 | increased by$224,339,467 |
| Jul 1, 2022 | Accounts | 5 | 1 | decreased by4 |
| Jul 1, 2021 | Employees | 89 | 295 | increased by206 |
| Jul 1, 2021 | AUM | $706,830,323 | $905,518,309 | increased by$198,687,986 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LUMENT INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LUMENT INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.