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DUMAINE INVESTMENTS LLC
CRD 306481File 801-117762
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$227.0M
Below cohort median (national)
Discretionary AUM
$171.6M
Non-discretionary $55.4M
Clients
143
356 accounts
Employees
4
Below cohort median in LA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Dec 10, 2019
- Principal office
- 650 POYDRAS STREET, SUITE 1010, NEW ORLEANS, LA, 70130-6101
- Phone
- 504-521-7350
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $227.0M
- Discretionary AUM
- $171.6M
- Non-discretionary AUM
- $55.4M
- Discretionary accounts
- 335
- Non-discretionary accounts
- 21
- Total accounts
- 356
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $31.0M |
| High net worth individuals | 52 | $126.9M |
| Individuals (other than high net worth individuals) | 81 | $25.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 156 | 143 | decreased by13 |
| Apr 1, 2026 | Clients | 141 | 156 | increased by15 |
| Apr 1, 2026 | AUM | $204,054,910 | $226,991,557 | increased by$22,936,647 |
| Apr 1, 2026 | Accounts | 343 | 356 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 103 | 141 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $205,175,450 | $204,054,910 | decreased by$1,120,540 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 278 | 343 | increased by65 |
| Apr 1, 2022 | Clients | 92 | 103 | increased by11 |
| Apr 1, 2022 | AUM | $142,223,282 | $205,175,450 | increased by$62,952,168 |
| Apr 1, 2022 | Accounts | 236 | 278 | increased by42 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DUMAINE INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUMAINE INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.