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FORGE FINANCIAL
Legal name: FORGE FINANCIAL SERVICES, LLC
CRD 306480File 801-117938
APPROVED
Retail clients
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.46B
Above cohort median (national)
Discretionary AUM
$1.46B
Clients
4,683
7,427 accounts
Employees
15
Top 25% of cohort in OK
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 15, 2020
- Principal office
- 2901 SOUTH BRYANT AVENUE, EDMOND, OK, 73013
- Phone
- 405-340-1600
- Website
- https://forgefinancial.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.46B
- Discretionary AUM
- $1.46B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,427
- Non-discretionary accounts
- 0
- Total accounts
- 7,427
- AUM per client
- $311K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $4.7M |
| Charitable organizations | Fewer than 5 | $305K |
| High net worth individuals | 1,057 | $814.5M |
| Pension and profit sharing plans | Fewer than 5 | $1.1M |
| Individuals (other than high net worth individuals) | 3,617 | $636.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 15 | increased by1 |
| Apr 1, 2026 | Clients | 4,263 | 4,683 | increased by420 |
| Apr 1, 2026 | AUM | $1,201,557,311 | $1,457,365,476 | increased by$255,808,165 |
| Apr 1, 2026 | Accounts | 6,594 | 7,427 | increased by833 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 14 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,245 | 4,263 | increased by1,018 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $966,073,438 | $1,201,557,311 | increased by$235,483,873 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,836 | 6,594 | increased by1,758 |
| Apr 1, 2022 | Employees | 13 | 15 | increased by2 |
| Apr 1, 2022 | Clients | 2,897 | 3,245 | increased by348 |
| Apr 1, 2022 | AUM | $790,928,633 | $966,073,438 | increased by$175,144,805 |
| Apr 1, 2022 | Accounts | 3,942 | 4,836 | increased by894 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FORGE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FORGE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.