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STRATEGIC ASSET MANAGEMENT LLC.
CRD 306384File 801-120401
APPROVED
Retail clients
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$218.3M
Below cohort median (national)
Discretionary AUM
$218.3M
Clients
231
233 accounts
Employees
11
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 26, 2021
- Principal office
- 2434 SUPERIOR DRIVE NW, SUITE 101, ROCHESTER, MN, 55901
- Phone
- 888-526-8755
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $218.3M
- Discretionary AUM
- $218.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 233
- Non-discretionary accounts
- 0
- Total accounts
- 233
- AUM per client
- $945K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $71K |
| Charitable organizations | Fewer than 5 | $2.9M |
| High net worth individuals | 75 | $132.1M |
| Individuals (other than high net worth individuals) | 156 | $83.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 7 | 11 | increased by4 |
| Feb 1, 2026 | Clients | 351 | 231 | decreased by120 |
| Feb 1, 2026 | AUM | $124,399,526 | $218,258,845 | increased by$93,859,319 |
| Feb 1, 2026 | Accounts | 633 | 233 | decreased by400 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 531 | 351 | decreased by180 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $118,034,268 | $124,399,526 | increased by$6,365,258 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 532 | 633 | increased by101 |
| Feb 1, 2022 | Employees | 4 | 8 | increased by4 |
| Feb 1, 2022 | Clients | 173 | 531 | increased by358 |
| Feb 1, 2022 | AUM | $103,130,509 | $118,034,268 | increased by$14,903,759 |
| Feb 1, 2022 | Accounts | 281 | 532 | increased by251 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATEGIC ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATEGIC ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.